Notes in 08 Investigations, Offenses, And Penalties

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Status	Last Update	Fields
Published	03/21/2025	What authority does the Commission have in investigating violations?
Published	03/21/2025	What can the Commission do with its findings regarding violations?
Published	03/21/2025	What is the requirement for coordinating with regulatory agencies regarding publication?
Published	03/21/2025	What powers does the Commission have in conducting inquiries or investigations?
Published	03/21/2025	What action can the Commission take when it believes a violation is occurring?
Published	03/21/2025	Under what circumstances can the Commission issue an ex parte cease and desist order?
Published	03/21/2025	How long is the ex parte cease and desist order valid?
Published	03/21/2025	What actions can the Commission take after issuing a cease and desist order?
Published	03/21/2025	What are the consequences for failing to comply with a lawful order, decision, or subpoena issued by the Commission?
Published	03/21/2025	What is the potential fine for contempt?
Published	03/21/2025	In cases of clear and open defiance, what additional penalty can the Commission impose?
Published	03/21/2025	What sanctions can the Commission impose for violations of this Code, rules or regulations, or its orders?
Published	03/21/2025	What is the range of fines that can be imposed?
Published	03/21/2025	What factors does the Commission consider in determining the sanctions?
Published	03/21/2025	Under what conditions can the Commission order the dissolution of a corporation and forfeiture of its assets?
Published	03/21/2025	What are the penalties for unauthorized use of a corporate name?
Published	03/21/2025	What are the penalties for violation of the disqualification provision?
Published	03/21/2025	What are the penalties for violation of the duty to maintain and allow inspection of corporate records?
Published	03/21/2025	Can the Commission exercise contempt powers for violations under this section?
Published	03/21/2025	What are the penalties for willfully certifying incomplete, inaccurate, false, or misleading statements or reports?
Published	03/21/2025	What are the penalties for collusion between an independent auditor and the corporation's directors or representatives?
Published	03/21/2025	What are the penalties for obtaining corporate registration through fraud?
Published	03/21/2025	What are the penalties for a corporation conducting its business through fraud?
Published	03/21/2025	What are the penalties for a corporation used for fraud or for committing or concealing graft and corrupt practices?
Published	03/21/2025	What are the penalties for a corporation that appoints an intermediary engaging in graft and corrupt practices?
Published	03/21/2025	What are the penalties for a director, trustee, or officer who tolerates graft and corrupt practices in a corporation?
Published	03/21/2025	What are the penalties for retaliation against whistleblowers?
Published	03/21/2025	What is the penalty for violations of other provisions of the Corporation Code not specifically penalized?
Published	03/21/2025	Is liability for the offenses mentioned in Section 170 of the Corporation Code separate from other liabilities under the law?
Published	03/21/2025	Who may be held liable for the offenses under the Corporation Code?
Published	03/21/2025	What is the penalty for aiding, abetting, or causing a violation of the Corporation Code or Commission regulations?
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